SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
SEC.gov | SEC Charges 11 Wall Street Firms with Widespread ...
Aug 8, 2023 · The Securities and Exchange Commission today announced charges against 10 firms in their capacity as broker-dealers and one dually registered broker-dealer and …
SEC.gov | SEC Charges 16 Wall Street Firms with Widespread ...
The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and …
U.S. Securities and Exchange Commission - Wikipedia
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [ 2 ] [ 3 ] [ …
Securities and Exchange Commission ‑ SEC, Definition & Purpose - HISTORY
May 3, 2010 · The Securities and Exchange Commission, or SEC, is an independent federal regulatory agency tasked with protecting investors and capital, overseeing the stock market …
What is the Securities and Exchange Commission and what does …
Jan 17, 2024 · The Securities and Exchange Commission (or SEC) is the US government agency that oversees the trading of stocks and bonds and other investment products known as …
Why Biden’s SEC chief is enraging Wall Street - POLITICO
Oct 12, 2022 · Wall Street’s top regulator is pursuing the biggest overhaul of the $51 trillion U.S. stock market in two decades. First he’ll have to fend off a major industry resistance campaign.
Trump's SEC pick offers stark new reality for Wall Street: easier ...
Dec 5, 2024 · In choosing Atkins — a former SEC commissioner and one of the most influential voices on financial policy — to become the top U.S. markets regulator, President-elect Donald …
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could …
SEC investigating Wall Street banks over ‘billions’ in lost interest ...
Aug 6, 2024 · The US Securities and Exchange Commission is investigating allegations that Wells Fargo, Morgan Stanley and other Wall Street groups have been systematically cheating …