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SEC, Robinhood

USA Today · 1d

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Hosted on MSN · 1d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

TechCrunch on MSN · 1d

Robinhood agrees to pay $45M in SEC settlement

Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations,

21h

Why Robinhood Stock Was Moving Higher Today

Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...

Financial Advisor IQ1d

SEC Lobs Fines at Robinhood, Schwab, Others

In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...

Crowdfund Insider1d

Robinhood Target of SEC Enforcement Action, $45 Million in Penalties Paid to Settle Charges

The Securities and Exchange Commission (SEC) has assessed $45 million in penalties on neobroker Robinhood Securities LLC and ...

Crypto Briefing1d

NewsBriefs - SEC imposes $45M penalty on Robinhood for multiple securities law violations

The SEC has fined two Robinhood broker-dealers a total of $45 million for violating over 10 different securities laws. These ...

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