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Robinhood, SEC

USA Today · 18h

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Hosted on MSN · 1d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

YAHOO!Finance · 22h

Robinhood Agrees to $45 Million SEC Settlement Over Past Violations

Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of regulatory violations.

14h

Why Robinhood Stock Was Moving Higher Today

Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...

Financial Advisor IQ21h

SEC Lobs Fines at Robinhood, Schwab, Others

In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...

13h

SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'

Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...

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