SEC, Robinhood

More Wall Street firms settle US SEC charges over record-keeping
Wall Street firms including Blackstone , Apollo Capital Management and Carlyle have agreed to pay more than $63 million for violating U.S. Securities and Exchange Commission rules over record-keeping,
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million to settlement charges they violated more than 10 separate securities law provisions.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The settlement is being made via two of Robinhood’s brokerage units.
Robinhood to pay $45 million to settle SEC claims
Robinhood Markets Inc. units agreed to pay $45 million to settle SEC allegations of failing to report suspicious activities and maintain records. The firms did not admit or deny wrongdoing, claiming to have addressed most issues previously.
Robinhood broker-dealers to pay $45M SEC settlement over range of violations
The U.S. Securities and Exchange Commission said Monday that two broker-dealers owned by Robinhood Markets (NASDAQ:HOOD) have agreed to a $45M settlement to resolve charges of violating a slew of securities law provisions.
Inconsistent Hogs on Desperate Mission for First SEC Win
Worse yet, the Hogs didn't look like the better team in either of those games. Mostly, it's inconsistency. Much of the time, ...
‘Not qualified to run an Applebee's’: Trump Defense Sec. pick allegedly mismanaged TWO organizations
Pete Hegseth confirmation questions could include ongoing issues of sexual assault in the military, as he faces a hearing as ...
Sydney Thomas claims a SEC college football coach slid into her DMs after the Tyson-Paul fight
Sydney Thomas -- who gained popularity after she served as the ring girl for the Mike Tyson and Jake Paul fight -- claims ...
SEC Ordered to Explain ‘How and When the Federal Securities Laws Apply to Digital Assets’
A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...
BMO Capital markets settles with SEC over bond desk supervision
BMO Capital Markets agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed ...
Outbound NC State Football Standout Commits to SEC School
Following two years in the NC State football program, Brandon Cisse is now set to play for the Gamecocks next season.
Troy football announces 4 transfer additions, including 3 with state/SEC ties
Troy on Monday announced the addition of four football transfers, including two from inside the state and three who ...
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LSU football beat out two SEC schools for a key transfer safety from the ACC
LSU football added another transfer, and this one filled a major position of need. See who's joining the Tigers.
Gators Alex Condon Named Co-SEC Player Of The Week
After impressive performances during Florida’s recent wins over No.1 Tennessee and Arkansas, the sophomore has earned the ...